Wealth Partner Contact Us
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Wealth Partner Supporting Your Clients
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Wealth Partner Positioning For Growth
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Who we are
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.cwp-bg {
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.menu-dropdown-mobile .lo
Cetera Investment Services | MSRB G-10
In compliance with MSRB Rule G-10, Cetera Investment Services LLC provides you with the following information:
- Cetera Investment Services LLC is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board as a Broker/Dealer.
- For reference, the Municipal Securities Rulemaking Board's website is www.msrb.org
- An investor brochure that describes the protections that may be provided by the Municipal Securities Rulemaking Board rules and how to file a complaint with an appropriate regulatory authority is available at https://www.msrb.org/~/media/Files/Resources/MSRB-Investor-Brochure.ashx?la=en.
Cetera Investment Services | Understanding the Securities Investor Protection Corporation (SIPC)
How SIPC Protects You
SIPC is the first line of defense in the event a brokerage firm fails owing customers cash and securities that are missing from customer accounts. Although not every investor is protected by SIPC, no fewer than 99 percent of persons who are eligible get their investments back from SIPC.
For more information, go to www.SIPC.org to learn more.