Investor Information and Disclosures

Home Investor Information and Disclosures Cetera Investment Services

We believe you should have the information you need to make informed choices in your pursuit of greater financial well-being, and this page is designed to make that easier for you.

Contact Cetera Investment Services

If you have questions about your account(s), you should contact your financial professional. If you are having trouble reaching your financial professional or need additional assistance, contact us at:

Cetera Investment Services
400 First Street South, Suite 300
St. Cloud, MN 56301

800.245.0467

Learn More

You can learn more about your financial professional and Cetera Investment Services here:

Visit FINRA’s BrokerCheck

Investor Information and Disclosures

Form CRS: Customer Relationship Summary Important Information Regarding Your Relationship With Us Financial Institution Relationship Investor Relationship and Investment Information Consumer Privacy Notice Things to Consider Before Making an IRA Rollover Brochure Strategic Partners Exchange-Traded Funds Insurance Agency Compensation FlexInsured Account Important Information: Account Confirmation Letters Online Account Access Cetera Investment Services Business Continuity Plan Summary Legal Notices Security Understanding the Securities Investor Protection Corporation (SIPC)

Condition of Financial Strength MSRB G-10 Additional Information About Cetera Investment Services Privacy Policy Revenue Cetera Investment Services LLC Receives from Registered and Alternative Product Sponsors Retirement Partners Advisory Services Disclosure Fee Schedule Insured Deposit Sweep Account Non-Deposit Investment Product Disclosure e-Delivery Disclosure of Order Routing Practices (SEC Rule 606) 529 Plan Disclosure Cetera Custody Services Keep Your Account Secure Cetera Investment Advisers ADV 2A RIA Services Fee Schedule