Home Cetera Financial Specialists Disclosures MSRB G-10

MSRB G-10

In compliance with MSRB Rule G-10, Cetera Financial Specialists LLC provides you with the following information:

  • Cetera Financial Specialists LLC is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board as a Broker/Dealer.
  • For reference, the Municipal Securities Rulemaking Board's website is www.msrb.org
  • An investor brochure that describes the protections that may be provided by the Municipal Securities Rulemaking Board rules and how to file a complaint with an appropriate regulatory authority is available at https://www.msrb.org/~/media/Files/Resources/MSRB-Investor-Brochure.ashx?la=en.