Home Cetera Financial Specialists Disclosures Disclosure of Order Routing Practices (SEC Rule 606)

Disclosure of Order Routing Practices (SEC Rule 606)

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For information on Cetera Financial Specialists’ routing of nondirected orders in equity and option securities, please refer to the following links:

  • For SEC Rule 606 Order Routing Disclosure Reports 2nd quarter 2024 and prior, follow this link — 606.karngroup.com
  • For SEC Rule 606 Order Routing Disclosure Reports 3rd quarter 2024 and after, follow this link — FINRA.org