Advisor Insights for a Smooth Transition

Transition Fact vs Friction

Changing broker-dealers is one of the biggest decisions you can make as an advisor, requiring more than simply comparing payouts or transition assistance packages. Learn the questions to ask before you make a move, ensuring a long-term fit that helps minimize stress, protect client relationships, and keep your practice moving forward.

Tony Kelly, CFP<sup>®</sup>, AIF<sup>®</sup>, CFS<sup>®</sup>, CAS<sup>®</sup>
Tony Kelly, CFP®, AIF®, CFS®, CAS®

Partner & Director of Financial Planning
King Financial Network

Chris Sorsoleil, ChFC<sup>®</sup>
Chris Sorsoleil, ChFC®

Managing Director, Enterprise Recruiting & Operations
Cetera Financial Group

Transition insights you’ll gain from this replay include:

  • Why advisors consider a change
  • The broker-dealer evaluation framework
  • Common transition friction points
  • What a supported transition should include
  • Key questions advisors should ask before moving

A successful broker-dealer move looks beyond economics. Choose the right partner and many of your transition challenges can be minimized while supporting business continuity, client communication, and growth after the move.

Ready to apply these lessons for your
own transition?

Book a conversation now with our specialists to learn how Cetera can help you evaluate your options and approach your transition with greater confidence.

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