Home Cetera Advisor Networks Disclosures Disclosure of Order Routing Practices (SEC Rule 606)

Disclosure of Order Routing Practices (SEC Rule 606)

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For information on Cetera Advisor Networks’ routing of nondirected orders in equity and option securities, please refer to the following links:

  • For accounts held through Pershing Clearing, follow this link for reports 2nd quarter 2024 and prior — Rule 606 Order Routing Disclosure
  • For accounts held through Pershing Clearing, follow this link for reports 3rd quarter 2024 and after — FINRA.org